Overview
Kate Romain is a partner based in Paris, advising clients on banking & finance and related cross-border matters.
Biography
Kate Romain is a Partner in Bandi's Paris office. Kate's practice focuses on capital markets & securities, mergers & acquisitions and public company advisory, with particular experience in cross-border execution, regulated industries and complex stakeholder coordination.
Practice Focus
- Capital Markets & Securities
- Mergers & Acquisitions
- Public Company Advisory
Representative Experience
- Advised issuers, selling shareholders and underwriters on U.S. and international equity offerings, SEC registration processes and ongoing disclosure controls.
- Counseled strategic buyers, founders and financial sponsors on acquisitions, divestitures, joint ventures and post-closing governance arrangements.
- Advised boards and management teams on public-company governance, reporting obligations, exchange compliance and investor communications.
Representative Matters
U.S. registration statement and related disclosure workstreams for an Asia-based growth company preparing for a Nasdaq listing.
Cross-border joint venture for a strategic investor entering a new market with local operating partners.
Board and disclosure advice for a public issuer responding to exchange comments and investor inquiries.
Education
- The University of Texas at Austin, B.A.
- The University of Texas at Austin, J.D.
- Université Paris II Panthéon-Assas, LL.M.
Bar Admissions
- Paris; New York